Public Enforcement Actions






 
 

21 Public Enforcement Actions matching your search criteria.

Firm Name Country Date imposed Status Enforcement Action Group Public Enforcement Action Enforcement Report
Abu-Farah Professional Corporation Canada 17-07-2025 In effect Enforcement actions - investigations Requirements Restrictions Sanctions Link
Clearhouse LLP Canada 02-06-2025 In effect Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
Manning Elliott LLP Canada 12-09-2025 In effect Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
PKF Antares Professional Corporation Canada 07-04-2025 In effect Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
Smythe LLP Canada 13-05-2025 In effect Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
B F Borgers CPA PC United States 15-04-2024 In effect Significant enforcement actions - inspections Termination Link
Davidson & Company LLP Canada 03-10-2024 In effect Enforcement actions - investigations Requirements Sanctions Link
DMCL LLP (formerly, Dale Matheson Carr-Hilton LaBonte LLP) Canada 29-04-2024 In effect - Restriction continued May 21, 2025 Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
Kingston Ross Pasnak LLP Canada 24-06-2024 In effect Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
Macias Gini & O'Connell LLP United States 29-04-2024 In effect Significant enforcement actions - inspections Restrictions Sanctions Link
Manning Elliott LLP Canada 25-03-2024 Modified Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
B F Borgers CPA PC United States 28-11-2023 In effect Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
DMCL LLP (formerly, Dale Matheson Carr-Hilton LaBonte LLP) Canada 31-05-2023 Modified Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
Hay & Watson Canada 23-06-2023 In effect Enforcement actions - investigations Termination Sanctions Link
Manning Elliott LLP Canada 19-06-2023 Modified Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
Marcum LLP United States 22-02-2023 In effect Significant enforcement actions - inspections Restrictions Sanctions Link
PKF Antares Professional Corporation Canada 18-07-2023 Modified Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
Smythe LLP Canada 21-04-2023 Modified Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
WDM Chartered Professional Accountants Canada 11-10-2023 In effect Significant enforcement actions - inspections Requirements Restrictions Sanctions Link
PricewaterhouseCoopers LLP Canada 03-02-2022 In effect Enforcement actions - investigations Requirements Sanctions Link
Deloitte LLP Canada 28-09-2021 In effect Enforcement actions - investigations Requirements Sanctions Link